Securities & Finance

Scheef & Stone, LLP’s attorneys have decades of experience representing clients in a broad array of corporate finance matters. Our lawyers can assist your firm on virtually any issue, from raising capital through debt or equity transactions, to “going public”, or executing a corporate acquisition.

Our attorneys counsel both private and public companies on complex securities laws and other regulatory issues and help clients assess and develop compliance programs to guard against violations of law and corporate policy. We also have the deep experience our securities industry clients need when responding to regulatory and enforcement matters brought by the U.S. Securities and Exchange Commission, a state securities commission, FINRA or a stock or commodities trading exchange. The firm regularly assists clients in informal and formal investigations, cease and desist orders, records subpoenas, on-the-record testimony and defense of enforcement proceedings.

Our Mergers & Acquisitions Practice includes all aspects of buy-side and sell-side deals, from due diligence to tax structuring, financing, and closing. Each transaction is a team effort, as the firm’s lawyers bring a wide range of complementary skills to add value to each transaction. The firm’s experience encompasses cross-border transactions, leveraged and management buyouts, as well as corporate governance issues. Entrepreneurs, investment bankers and investment funds routinely turn to our attorneys for the technical knowledge and bench strength to get deals done.

How we serve your securities and finance needs:

  • Broker/Customer Disputes
  • Corporate Finance
  • Mergers & Acquisitions
  • Private Offerings
  • Public Company Representation
  • Real Estate & Personal Property Finance
  • Receiverships
  • Regulatory & Enforcement Matters
  • Securities Fraud Litigation
  • Securities Litigation & Arbitration

Let our securities & finance attorneys serve you: